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On 1 January 2001, Tony D'Aloisio was awarded the Centenary Medal for "service to Australian society through law and taxation". [11] On 11 June 2012, he was named a Member of the Order of Australia for "service to business and commerce, particularly through leadership roles in the securities and investments regulatory sector, to Australia-Asia relations, and to charitable organisations."
The Australian Securities and Investments Commission (ASIC) is an independent commission of the Australian Government tasked as the national corporate regulator. ASIC's role is to regulate company and financial services and enforce laws to protect Australian consumers, investors and creditors. [ 2 ]
An Australian Company Number (usually shortened to ACN) is a unique identifier required by every company registered under Australia’s Corporations Act 2001 (Cth). The ACN is a nine-digit number issued by the Australian Securities & Investments Commission (ASIC) to every Australian company.
In 2009, The Times reported that Maurice Dimmock, ASIC's director and chief officer, had been sacked in 2003 from his job at Northumbria University as director of overseas operations. [ 6 ] [ 7 ] The article stated that the newspaper had "established that the Home Office received, and ignored, concerns about ASIC and Dimmock before it granted ...
As a further precaution, consumers should examine Money Smart's and ASIC's Financial Advisers Register to verify financial advisers are "an Australian financial services (AFS) licensee, an authorized representative, employee or director of an AFS licensee, or an employee or director of a related body corporate of an AFS licensee". [34]
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Jeffrey John Lucy AM (born 6 November 1946) is the former chairman of the Australian Securities and Investments Commission (ASIC), Australia's Capital Markets and Corporations Regulator. He is the first non-lawyer chairman of ASIC. He was succeeded by Tony D'Aloisio in early 2007.
In 2002, the Australian Securities & Investments Commission (ASIC), a corporate regulator, initiated controversial civil proceedings against Whitlam alleging breaches of his NRMA director's duties in relation to his not signing a proxy vote, consisting of 3793 votes, directing him to vote against a motion about the remuneration of directors. [1]