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  2. California Department of Financial Protection and Innovation

    en.wikipedia.org/wiki/California_Department_of...

    The California Consumer Financial Protection Law (CCFPL) gave the DFPI expanded enforcement powers to protect California consumers from unfair, deceptive, or abusive practices committed by unlicensed financial services or products; COVID-19 pandemic-inspired scams; and a regulatory retreat by some federal agencies, most notably the Consumer ...

  3. California Bureau of Real Estate Appraisers - Wikipedia

    en.wikipedia.org/wiki/California_Bureau_of_Real...

    BREA is responsible for the accreditation of educational courses and providers for real estate appraisers and has reviewed and approved over 1,800 pre-licensing and continuing education courses. [1] In addition to the real estate appraisal related courses offered by the community college , University of California , and California State ...

  4. Colorado Department of Regulatory Agencies - Wikipedia

    en.wikipedia.org/wiki/Colorado_Department_of...

    The Colorado Department of Regulatory Agencies (DORA) is the principal department of the Colorado state government [1] responsible for professional licensing and consumer protection. [ 2 ] As the consumer protection agency for the State of Colorado , DORA's nine Divisions and more than 40 boards, commissions, and advisory committees license and ...

  5. Do Financial Advisors Need a License? - AOL

    www.aol.com/finance/financial-advisors-license...

    For premium support please call: 800-290-4726 more ways to reach us

  6. California Department of Real Estate - Wikipedia

    en.wikipedia.org/wiki/California_Department_of...

    Chika Sunquist was appointed Commissioner of the California Department of Real Estate (DRE) by Governor Gavin Newsom on November 28, 2023, and she assumed office on January 3, 2024. [5] Real estate licensing is subject to both the Real Estate Law and the Regulations of the Commissioner, which have the force and effect of law.

  7. Professional certification in financial services - Wikipedia

    en.wikipedia.org/wiki/Professional_certification...

    It is one of the recognised qualification by the Securities Commission and Bank Negara Malaysia for those wishing to apply for a financial planner or financial adviser licence. See Financial Planners in Malaysia. In the United States, the RFP designation is offered by the Registered Financial Planners Institute. [14] [15] The designation ...

  8. California Department of Finance - Wikipedia

    en.wikipedia.org/wiki/California_Department_of...

    The California Department of Finance is a state cabinet-level agency within the government of California. [1] The Department of Finance is responsible for preparing, explaining, and administering the state's annual financial plan, which the governor of California is required under the Constitution of California to present by January 10 of each year to the general public.

  9. Financial adviser - Wikipedia

    en.wikipedia.org/wiki/Financial_adviser

    Financial advisors in Australia must have passed a RG146 qualifying and hold a license that is overseen by the Australian Securities and Investments Commission. [36] It ought to be noted that financial advisers in Australia will need to undergo transitional arrangements as new educational requirements will be in place on 1 January 2019.

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