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  2. Robinhood gets new legal threat from SEC as crypto ... - AOL

    www.aol.com/finance/robinhood-gets-legal-threat...

    Robinhood warned in its disclosure that a potential action from the SEC could mean a civil complaint and a public court proceeding that could end in a fine, a cease-and-desist order, and other ...

  3. Robinhood Markets receives SEC notice for alleged securities ...

    www.aol.com/news/robinhood-markets-receives-sec...

    Robinhood Markets Inc. has received a notice from the Securities and Exchange Commission about alleged securities violations at its crypto division. The company said in a regulatory filing that it ...

  4. Robinhood Agrees to $45 Million SEC Settlement Over Past ...

    www.aol.com/robinhood-agrees-45-million-sec...

    The U.S. Securities and Exchange Commission (SEC) announced that Robinhood Securities LLC and Robinhood Financial LLC will pay a combined $45 million in civil penalties to settle a series of ...

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  6. SEC Nudges Robinhood Over Crypto Operations - AOL

    www.aol.com/finance/sec-nudges-robinhood-over...

    The Securities and Exchange Commission (SEC) is preparing for a potential enforcement action against Robinhood Markets, Inc (NASDAQ:HOOD), as revealed by the trading firm in a recent filing.

  7. Robinhood Crypto gets Wells notice from US SEC - AOL

    www.aol.com/news/robinhood-crypto-gets-wells...

    Robinhood Crypto enables customers to deposit and withdraw cyptocurrencies to and from its custodial platform and also routes customer orders to liquidity providers based on the lowest price.

  8. Robinhood will allow users to ask for a call back - AOL

    www.aol.com/news/robinhood-allow-users-ask-call...

    The company earlier this year settled a wrongful death lawsuit from the family of a college student who died believing he owed more than $700,000 for a sophisticated, risky trade.

  9. Robinhood Hit With Breach of Contract Fine – Could ... - AOL

    www.aol.com/finance/robinhood-hit-breach...

    In what might represent the first in a long series of lawsuits, the Financial Industry Regulatory Authority (FINRA) ruled that Robinhood was liable for almost $30,000 in damages to a retail ...