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In the United States, the investment company products/variable life contracts representative exam, is commonly referred to as the Series 6 exam. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products: Mutual funds; Closed-end funds on the initial offering only; Unit investment trusts; Variable ...
Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam ...
The S&P 500 and the Dow Jones Industrial Average both closed at fresh all-time highs, and the Nasdaq gained 2.5%. The stock rally was led by AI stocks , with shares of Nvidia, Broadcom, ASML, and ...
Click here for the latest stock market news and in-depth analysis, including events that move stocks Read the latest financial and business news from Yahoo Finance Download the Yahoo Finance app ...
The corequisite is the Securities Industry Essentials (SIE) exam, a change FINRA enacted in 2018. [6] In October 2018, the 250-question Series 7 exam was replaced by the current top-off exam that is now taken in conjunction with the SIE exam (a correlative change was made to the Series 6 exam). In order to take the exam, an individual must be ...
Bond yields rose with the 10-year Treasury note ticking up about 6 basis points to trade near 4.48%. Retailers outperformed the broader market as Black Friday kicks off the holiday shopping season.
Nvidia stock is undervalued because AI companies need to spend another $9 trillion to achieve superintelligence, Softbank CEO says. In commodities, bonds, and crypto: Oil futures were up.
For every quote message received from a market center, CQS calculates a National Best Bid and Offer (NBBO) based on a price, size and time priority scheme. If the quote is a NASDAQ market maker quote, CQS also calculates a NASDAQ BBO. CQS disseminates the Market center's root quote with an appendage that includes the National and NASDAQ BBOs ...