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Markets in Financial Instruments Directive 2014 (2014/65/EU, commonly known as MiFID 2), [1] is a directive of the European Union (EU). Together with Regulation No 600/2014 it provides a legal framework for securities markets, investment intermediaries, in addition to trading venues.
Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (Text with EEA relevance) Image title: Author: www.legislation ...
In April 2014, the European Parliament approved both MiFID II, an updated version of the original MiFID law, and MiFID II's accompanying regulation, MiFIR. [1] The directive and regulation include fewer exemptions and expand the scope of the original MiFID to cover a larger group of companies and financial products.
The Article 4(1)(20) of Directive 2014/65/EU (MiFID II) considers "investment firms dealing on own account when executing client orders over the counter (OTC) on an organised, frequent, systematic and substantial basis" systematic internaliser and requires them to report their trades. [2]
Directive 2014/65/EU on markets in financial instruments known as MIFID 2: It applies to investment firms, market operators, data reporting services and third-country firms (with a branch in the EU) and establishes requirements related to authorisations, operating conditions, rules on transparency, specific rules for regulated markets, etc. [53 ...
The concept was introduced within the Markets in Financial Instruments Directive (MiFID), [1] a European Directive designed to harmonise retail investors protection and allow investment firms to provide services throughout the EU. Article 4 (15) of MiFID describes MTF as a “multilateral system, operated by an investment firm or a market ...
Directive 2014-59-EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82-891-EEC, and Directives 2001-24-EC, 2002-47-EC, 2004-25-EC, 2005-56-EC, 2007-36-EC, 2011-35-EU, 2012-30-EU and 2013-36-EU, and Regulations (EU) No 1093-2010 and (EU) No 648-2012 ...
File:EUDR 2014-14.pdf. Add languages. ... Printable version; Page information; Get shortened URL; Download QR code; In other projects ...