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  2. UBS to pay $1.44 billion in mortgage-backed securities ... - AOL

    www.aol.com/finance/ubs-pay-1-44-billion...

    UBS agreed to pay $1.44 billion in penalties to settle allegations of fraud in the sale of residential mortgage-backed securities, the Department of Justice announced on Monday, resolving a case ...

  3. BofA to Pay $9.3 Billion to Settle Mortgage Bond Claims - AOL

    www.aol.com/finance/2014-03-27-bank-america-pays...

    It was the 10th settlement that the FHFA has reached in litigation that began in 2011 when it filed 18 lawsuits over about $200 billion in mortgage-backed securities, an investment product at the ...

  4. JPMorgan Chase Reaches Settlement with SEC Regarding Bear ...

    www.aol.com/2012/11/16/jpmorgan-chase-reaches...

    JPMorgan Chase Reaches Settlement with SEC Regarding Bear Stearns and JPM Residential Mortgage-Backed Securities NEW YORK--(BUSINESS WIRE)-- JPMorgan Chase & Co. (NYS: JPM) announced today an ...

  5. List of major SEC enforcement actions (2009–2012) - Wikipedia

    en.wikipedia.org/wiki/List_of_major_SEC...

    In March 2012, the SEC announced that a federal judge ordered the former CEO of Brookstreet Securities Corp., Stanley C. Brooks, to pay a maximum $10 million penalty related to the fraud action that the SEC filed against Brooks for systematically selling risky mortgage-backed securities during the financial crisis to customers with conservative ...

  6. P. Kevin Castel - Wikipedia

    en.wikipedia.org/wiki/P._Kevin_Castel

    UBS Real Estate Securities Inc., 12 Civ. 7322: In 2016, Castel presided over a one-month trial of claims brought by investors who asserted that defective residential loans were packaged and sold as residential mortgage-backed securities. [6] After Castel issued a lengthy decision, [7] the parties settled the claims for $850 million. [8] United ...

  7. Reid Collins & Tsai - Wikipedia

    en.wikipedia.org/wiki/Reid_Collins_&_Tsai

    [28] [29] The claims arose from the sale of residential mortgage-backed securities to the Commonwealth by the defendant banks who ultimately resolved the litigation in a 2016 settlement in which $63 million was to be paid to the state. [30]

  8. JPMorgan Chase Agrees to Pay $4.5 Billion Over Bad Mortgage ...

    www.aol.com/2013/11/15/jpmorgan-chase-agrees...

    Alamy By Karen Freifeld NEW YORK -- JPMorgan Chase & Co (JPM) said on Friday it agreed to pay $4.5 billion to settle claims by investors who lost money on mortgage-backed securities before the ...

  9. Federal Housing Finance Agency - Wikipedia

    en.wikipedia.org/wiki/Federal_Housing_Finance_Agency

    The Federal Housing Finance Agency initiated litigation against 18 financial institutions involving allegations of securities law violations and, in some instances, fraud in the sale of private-label securities (PLS) to Fannie Mae and Freddie Mac. Below is a list of the cases, with amounts of any settlements reached in 2013 and 2014. [22] [23] [24]