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In connection with an investigation into the SEC's role in the collapse of Bear Stearns, in late September, 2008, the SEC's Division of Trading and Markets responded to an early formulation of this position by maintaining (1) it confuses leverage at the Bear Stearns holding company, which was never regulated by the net capital rule, with leverage at the broker-dealer subsidiaries covered by ...
Prime Brokers facilitate hedge fund leverage, primarily through loans secured by the long positions of their clients. In this regard, the Prime Broker is exposed to the risk of loss in the event that the value of collateral held as security declines below the loan value, and the client is unable to repay the deficit.
Within the U.S. government, security clearance levels serve as a mechanism to ascertain which individuals are authorized to access sensitive or classified information. These levels often appear in employment postings for Defense related jobs and other jobs involving substantial amounts of responsibility, such as air traffic control or nuclear ...
Cold wallets, such as hardware wallets, store crypto offline and offer the highest level of security. If you’re holding crypto as a long-term investment, using a cold wallet is the safest option ...
In order to qualify for a portfolio margin account, a broker-dealer customer must meet the minimum equity guidelines as set by FINRA: $100,000 for customers of firms that have real-time intra-day monitoring systems, $150,000 for customers of firms without real-time intra-day monitoring systems, and $500,000 for Prime Broker customers or ...
Keep your retirement plan safe from data brokers selling your personal information. Kurt the CyberGuy explains how to protect yourself and your retirement.
Below Bankrate highlights online stock brokers that allow fractional shares to be traded and describes key details of each broker’s program and offering. Best online brokers for buying ...
Jefferies Group LLC is an American multinational independent investment bank and financial services company that is headquartered in New York City.The firm provides clients with capital markets and financial advisory services, institutional brokerage, securities research, and asset management.