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A Series 6 registered individual is not a stockbroker since Series 6 license holders cannot sell stock, other corporate securities, direct participation programs (DPPs), or option products. This exam is administered by the Financial Industry Regulatory Authority (FINRA, previously known as the NASD).
From the Series 63 and Series 65 to Series 7, there are many different exams required for various roles within the financial services industry. Financial professionals who pass the Series 6 …
Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam
Florida used numeric county codes on its license plates between 1938 and 1977, with the order of the codes based on the populations of each of the state's 67 counties according to a 1935 census. [2] There was also code 68 on plates ordered from the state tag office in Tallahassee , and code 90 on replacement plates.
Michael L. Hyman is a shareholder with the South Florida law firm of Siegfried Rivera who has focused on community association law since 1970 and is based at the firm’s Coral Gables office.
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