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A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee. In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange .
To become a registered representative in the United States, one must be sponsored by a broker/dealer firm and must pass the FINRA-administered Series 7 examination (known as the General Securities Representative Exam) or another Limited Representative Qualifications Exam.
What Is a Stockbroker? ... In order to become stockbrokers, individuals must pass the General Securities Representative Qualification Examination, also called the Series 7 Exam. They will then be ...
In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and variable contracts.
Here’s how to buy stock and the steps you need to take to become a stockholder. 1. Choose your online broker. You’ll need to get set up with a broker to buy stock, but that takes only minutes.
Money makes the world go-round and the sooner someone learns that, the sooner they can apply the best practices of investing, diversifying and saving for themselves. Lots of professionals in the...
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