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SEC Rule 10b5-1, codified at 17 CFR 240.10b5-1, is a regulation enacted by the United States Securities and Exchange Commission (SEC) in 2000. [1] The SEC states that Rule 10b5-1 was enacted in order to resolve an unsettled issue over the definition of insider trading, [2] which is prohibited by SEC Rule 10b-5.
SEC Rule 10b5-1, codified at 17 CFR 240.10b5-1, was enacted as a regulation by the SEC in 2000. [11] The SEC stated that Rule 10b5-1 was enacted in order to resolve an unsettled issue over the definition of insider trading, [12] which is prohibited by SEC Rule 10b-5.
RealPage Chairman and Chief Executive Officer Adopts Rule 10b5-1 Trading Plan CARROLLTON, Texas--(BUSINESS WIRE)-- RealPage, Inc. (NAS: RP) , a leading provider of on-demand software and software ...
Universal Electronics' Chief Financial Officer Adopts a 10b5-1 Trading Plan SANTA ANA, Calif.--(BUSINESS WIRE)-- Universal Electronics Inc. (UEI), (NAS: UEIC) announced Bryan M. Hackworth, chief ...
AFC Enterprises, Inc. Chief Financial Officer Adopts 10b5-1 Trading Plan ATLANTA--(BUSINESS WIRE)-- AFC Enterprises, Inc. (NAS: AFCE) today announced that H. Melville Hope, III, chief financial ...
Aqua America CEO Establishes Rule 10b5-1 Trading Plans BRYN MAWR, Pa.--(BUSINESS WIRE)-- Aqua America (NYS: WTR) announced today that its Chairman, President and CEO Nicholas DeBenedictis has ...
In 2000, the SEC enacted SEC Rule 10b5-1, which defined trading "on the basis of" inside information as any time a person trades while aware of material nonpublic information. It is no longer a defense for one to say that one would have made the trade anyway. The rule also created an affirmative defense for pre-planned trades. In Morgan Stanley v.
Akorn's Chairman Adopts 10b5-1 Trading Plan LAKE FOREST, Ill.--(BUSINESS WIRE)-- Akorn, Inc. (NAS: AKRX) , a niche specialty pharmaceutical company, today announced that its Chairman, Dr. John N ...