Search results
Results From The WOW.Com Content Network
The Australian Securities and Investments Commission (ASIC) is an independent commission of the Australian Government tasked as the national corporate regulator. ASIC's role is to regulate company and financial services and enforce laws to protect Australian consumers, investors and creditors. [ 2 ]
On 1 January 2001, Tony D'Aloisio was awarded the Centenary Medal for "service to Australian society through law and taxation". [11] On 11 June 2012, he was named a Member of the Order of Australia for "service to business and commerce, particularly through leadership roles in the securities and investments regulatory sector, to Australia-Asia relations, and to charitable organisations."
Jeffrey John Lucy AM (born 6 November 1946) is the former chairman of the Australian Securities and Investments Commission (ASIC), Australia's Capital Markets and Corporations Regulator. He is the first non-lawyer chairman of ASIC. He was succeeded by Tony D'Aloisio in early 2007.
From 2008 to 2011, she served as a senior executive of the Australian Securities and Investments Commission, including as ASIC Regional Commissioner for Queensland from 2010 to 2011. [ 1 ] [ 6 ] [ 7 ] From 2013 to 2015 she was the Registrar of Community Housing for New South Wales. [ 8 ]
Australian Securities and Investments Commission v Rich [1] was one of the biggest civil cases in NSW Supreme Court history, in which the Australian Securities and Investments Commission accused former executive directors of One.Tel telecommunications company, Jodee Rich and Mark Silbermann, of having failed to meet their duty of care in the months leading up to the company's collapse in May 2001.
In 2002, the Australian Securities & Investments Commission (ASIC), a corporate regulator, initiated controversial civil proceedings against Whitlam alleging breaches of his NRMA director's duties in relation to his not signing a proxy vote, consisting of 3793 votes, directing him to vote against a motion about the remuneration of directors. [1]
As a further precaution, consumers should examine Money Smart's and ASIC's Financial Advisers Register to verify financial advisers are "an Australian financial services (AFS) licensee, an authorized representative, employee or director of an AFS licensee, or an employee or director of a related body corporate of an AFS licensee". [34]
The ACN is a nine-digit number issued by the Australian Securities & Investments Commission (ASIC) to every Australian company. The number is usually printed in three groups of three digits, and preceded by the letters ACN must be quoted on all correspondence and invoices issued by the company.