When.com Web Search

  1. Ad

    related to: mc 28 sec submission portal account registration check

Search results

  1. Results From The WOW.Com Content Network
  2. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    Securities and Exchange Commission (SEC) logo. The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC).

  3. Regulation S-K - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-K

    Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).

  4. Commonwealth of Australia (US securities entity) - Wikipedia

    en.wikipedia.org/wiki/Commonwealth_of_Australia...

    The Commonwealth of Australia is a Form 18 United States SEC registered entity [1] representing the nation of Australia for the purpose of issuing securities in the US market. . Form 18 registrations are used only for foreign government registrations with the SEC and do not create a corpora

  5. Form 10-12B - Wikipedia

    en.wikipedia.org/wiki/Form_10-12B

    Form 10-12B is a U.S. SEC filing used to register securities pursuant to Section 12(b) of the Securities Exchange Act of 1934 in the United States. [ 1 ] Form uses

  6. Financial Industry Regulatory Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Industry...

    The NASD was founded on September 3, 1936 as Investment Bankers Conference, Inc. [9] and, on August 7, 1939, was registered under the name National Association of Securities Dealers, Inc. [10] as a national securities association with the SEC under authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934, [11] which allowed it to supervise the conduct of its ...

  7. The SEC’s X account got hacked by a 25-year-old who went by ...

    www.aol.com/finance/sec-x-account-got-hacked...

    A 25-year-old Alabama resident named Eric Council Jr. was arrested Thursday morning in connection with the unauthorized takeover of the Security and Exchange Commission’s X account in January ...

  8. Crypto platforms that don't register with the SEC do ... - AOL

    www.aol.com/finance/crypto-platforms-dont...

    The SEC continues "to consider the proposals to list and trade these products," he wrote, without giving a timeline. We received a response from SEC Chair Gensler to our 11/3/21 letter regarding ...

  9. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    The SEC has a three-part mission: to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. [8]To achieve its mandate, the SEC enforces the statutory requirement that public companies and other regulated entities submit quarterly and annual reports, as well as other periodic disclosures.