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  2. Uniform Prudent Management of Institutional Funds Act

    en.wikipedia.org/wiki/Uniform_Prudent_Management...

    Many states have adopted an optional provision to limit the spending to 7% unless the board can show that the spending meets UPMIFA's standards of prudence. This board-approved spending policy must be based on the average market value of the endowment investments over the 12 quarters (or more) immediately preceding the calculation.

  3. SEC Rule 144A - Wikipedia

    en.wikipedia.org/wiki/SEC_Rule_144A

    Rule 144A.Securities Act of 1933, as amended (the "Securities Act") provides a safe harbor from the registration requirements of the Securities Act of 1933 for certain private resales of minimum $500,000 units of restricted securities to qualified institutional buyers (QIBs), which generally are large institutional investors that own at least $100 million in investable assets.

  4. SBIC - Wikipedia

    en.wikipedia.org/wiki/SBIC

    SBIC may refer to: . Small Business Investment Company; Schwarz's Bayesian information criterion; Communist Party of Brazil, or Communist Party – Brazilian Section of the Communist International, in Portuguese, (Partido Comunista), Seção Brasileira da Internacional Comunista, SBIC, as it was known from 1922 until 1962

  5. National Securities Markets Improvement Act of 1996 - Wikipedia

    en.wikipedia.org/wiki/National_Securities...

    The National Securities Markets Improvement Act of 1996 is an amendment to United States federal securities laws in with the aim of promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to promote more efficient management of mutual funds, protect investors, and provide more effective and less burdensome regulation between states and ...

  6. Investment Company Act of 1940 - Wikipedia

    en.wikipedia.org/wiki/Investment_Company_Act_of_1940

    The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds. It was passed as a United States Public Law ( Pub. L. 76–768 ) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1 – 80a-64 .

  7. The United States on Friday issued what it described as targeted draft rules to ban or require notification of U.S. investments in artificial intelligence and other key technology sectors in China ...

  8. US Treasury's Yellen: China AI investment restrictions are ...

    www.aol.com/news/us-treasurys-yellen-china-ai...

    U.S. targeting of certain investments in artificial intelligence in China is narrowly targeted at clear national security risks, Treasury Secretary Janet Yellen told lawmakers on the U.S. House ...

  9. Investment policy statement - Wikipedia

    en.wikipedia.org/wiki/Investment_policy_statement

    An investment policy is required under virtually all investor circumstances, with the exception of individual investors. According to the US Employee Retirement Income Security Act of 1974, as amended (ERISA), for every qualified company retirement plan (e.g., 401[k], profit sharing, pension, 403[b]) there are certain fiduciary responsibilities for managing the plan assets with the care, skill ...

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