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The Foreign Agents Registration Act (FARA) (22 U.S.C. § 611 et seq.) is a United States law that imposes public disclosure obligations on persons representing foreign interests.
The Nationwide Multi-State Licensing System and Registry (NMLS) (originally the Nationwide Mortgage Licensing System) is the system of record for non-depository, financial services licensing or registration in participating state agencies, including the District of Columbia and U.S. Territories of Puerto Rico, the U.S. Virgin Islands, and Guam.
New Haven; Delaware (1 Office) Wilmington; District of Columbia (1 Office) - In addition to the field office in D.C., the Secret Service is headquartered in the city, which is the capital of the United States. Florida (7 Offices) Fort Myers, Jacksonville, Miami, Orlando, Tallahassee, Tampa, West Palm Beach; Georgia (3 Offices) Albany, Atlanta ...
Registration: Registration refers to situations in which one can register one's name and address and qualifications with the appropriate regulatory body. Registration provides a standard for being on the list, but complaints from consumers or improper listing of credentials can result in removal from the list.
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FBI agents have arrested a Florida man in connection with an alleged plot to bomb the New York Stock Exchange, according to charging documents unsealed on Wednesday.
The examination is designed to qualify candidates as securities agents in the United States; nearly all states require individuals to pass the Series 63 as a condition of state registration. The Uniform Securities Agent State Law Examination consists of 65 multiple-choice questions. Applicants are allowed 75 minutes to complete the examination.