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The Standards Board for Alternative Investments (SBAI), formerly known as the Hedge Fund Standards Board, is an international standard-setting body for the alternative investment industry and sets the voluntary standard of best practices and practices endorsed by its members. Its primary role is to be the custodian of the Alternative Investment ...
Only those former authorities with a dedicated Wikipedia article are listed here. Belgian Banking Commission (1935–2011) Superintendencia de Bancos e Instituciones Financieras de Chile [ es ] (SBIF, 1925–2019), Superintendencia de Administradoras de Fondos de Pensiones de Chile [ es ] (SAFP, 1980–2008) and Superintendencia de Valores y ...
Hedge funds within the US are subject to regulatory, reporting, and record-keeping requirements. [197] Many hedge funds also fall under the jurisdiction of the Commodity Futures Trading Commission, and are subject to rules and provisions of the 1922 Commodity Exchange Act, which prohibits fraud and manipulation. [198]
All UCITS funds must comply with the same investment limits. A collective investment fund may apply for UCITS status in order to allow EU-wide marketing. The concept is to create a single funds market across the EU. The aim is that with a larger market the economies of scale will reduce costs for investment managers which can be passed on to ...
Funds marketed under national private placement regimes are subject to compliance with certain provisions of Directive 2011/61/EU related to reporting, regulatory co-operation agreements, and the jurisdiction of the fund and the manager not being listed as a "non-cooperative country and territory" by the Financial Action Task Force (FATF). [33]
The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds.It was passed as a United States Public Law (Pub. L. 76–768) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1–80a-64.
As of 2016 30 [8] funds have formally signed up to the Principles and joined the IFSWF representing collectively 80% of assets managed by sovereign funds globally or US$5.5 trillion. [ 9 ] The principles are maintained and promoted by the International Forum of Sovereign Wealth Funds (IFSWF) [ 10 ] [ 1 ] and whose membership have to either have ...
Proprietary trading (also known as prop trading) occurs when a trader trades stocks, bonds, currencies, commodities, their derivatives, or other financial instruments with the firm's own money (instead of using customer funds) to make a profit for itself.