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  2. Texas State Securities Board - Wikipedia

    en.wikipedia.org/wiki/Texas_State_Securities_Board

    The Texas State Securities Board is a Texas state agency headquartered in Austin, Texas.. The board enforces the Texas Securities Act (TEX. REV. CIV. STAT. ANN. art. 581–1) and maintains programs for enforcement, registration of securities, registration of securities dealers, investment advisers, and agents, and inspections of registered firms.

  3. Texas Department of Licensing and Regulation - Wikipedia

    en.wikipedia.org/wiki/Texas_Department_of...

    The Texas Department of Licensing and Regulation (TDLR) is a state agency of Texas. TDLR is responsible for licensing and regulating a broad range of occupations, businesses, facilities, and equipment in Texas. [1] TDLR has its headquarters in the Ernest O. Thompson State Office Building in Downtown Austin. [2] [3]

  4. Secretary of State of Texas - Wikipedia

    en.wikipedia.org/wiki/Secretary_of_State_of_Texas

    The secretary of state administers the Texas Election Code and maintains public filings; the officeholder is the keeper of the Seal of the State of Texas. [8] The office also oversees business entity status in Texas, including processing reinstatements of forfeited or terminated entities. [9]

  5. Texas crypto company sues SEC for 'overreach' on ... - AOL

    www.aol.com/news/texas-crypto-company-sues-sec...

    By Jody Godoy (Reuters) -A Texas cryptocurrency company and an industry group sued the U.S. Securities and Exchange Commission on Wednesday, saying the regulator has overstepped its authority and ...

  6. Paul Finebaum Predicts When Oklahoma, Texas Will Join SEC - AOL

    www.aol.com/paul-finebaum-predicts-oklahoma...

    Both Texas and Oklahoma are contractually committed to the Big 12 until then. Despite the headlines, […] The post Paul Finebaum Predicts When Oklahoma, Texas Will Join SEC appeared first on The ...

  7. Financial Industry Regulatory Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Industry...

    The NASD was founded on September 3, 1936 as Investment Bankers Conference, Inc. [9] and, on August 7, 1939, was registered under the name National Association of Securities Dealers, Inc. [10] as a national securities association with the SEC under authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934, [11] which allowed it to supervise the conduct of its ...