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  2. Securities and Exchange Commission (Philippines) - Wikipedia

    en.wikipedia.org/wiki/Securities_and_Exchange...

    Civil Code of the Philippines (RA No. 386, Title IX - Partnership) Retail Trade Liberalization Act of 2000 (RA No. 8762) Foreign Investments Act of 1991 (RA No. 7402), as amended; Omnibus Investments Code of 1987 (E.O. No. 226, Book III) Securitization Act of 2004 (RA No. 9267) Anti-Dummy Law (Commonwealth Act No. 108), as amended

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  4. Form S-1 - Wikipedia

    en.wikipedia.org/wiki/Form_S-1

    Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.

  5. SEC hints at last-second approval of Ethereum ETFs, but ‘no ...

    www.aol.com/finance/sec-hints-last-second...

    Would-be issuers of Ethereum ETFs are scrambling to meet the SEC's last-minute requests ahead of Thursday's deadline. ... asked by regulators to update their 19b-4 filings on an accelerated basis ...

  6. Form 6-K - Wikipedia

    en.wikipedia.org/wiki/Form_6-K

    Form 6K is an SEC filing submitted to the U.S. Securities and Exchange Commission used by certain foreign private issuers to provide information that is: Required to be made public in the country of its domicile; Filed with and made public by a foreign stock exchange on which its securities are traded; Distributed to security holders.

  7. SEC sues Elon Musk, accusing him of withholding info from ...

    www.aol.com/news/sec-sues-elon-musk-accusing...

    The SEC has sued billionaire X owner Elon Musk, alleging he failed to disclose his ownership of Twitter stock in a timely manner in 2022.

  8. Form 20-F - Wikipedia

    en.wikipedia.org/wiki/Form_20-F

    Form 20-F is an SEC filing submitted to the US Securities and Exchange Commission used by certain foreign private issuers to provide information. [1] The form is used by companies where 50% or less of the total amount of voting shares are held by American Citizens, but its shares can be traded on an American Exchange. [2]

  9. Musk has until Monday to respond to SEC Twitter settlement ...

    www.aol.com/news/us-sec-extended-timeline-musk...

    The U.S. Securities and Exchange Commission has given Elon Musk until Monday to respond to an offer to resolve a probe into the billionaire's $44-billion takeover of Twitter in 2022, a source ...