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The Texas State Securities Board is a Texas state agency headquartered in Austin, Texas.. The board enforces the Texas Securities Act (TEX. REV. CIV. STAT. ANN. art. 581–1) and maintains programs for enforcement, registration of securities, registration of securities dealers, investment advisers, and agents, and inspections of registered firms.
Texas State Board for Educator Certification; ... Texas State Securities Board; Texas State Soil and Water Conservation Board; Texas State Technical College System;
The Texas State Securities Board (SSB) issued a total of 16 orders against suspected cryptocurrency scam investments in 2018, the regulator revealed in its 2018 Enforcement Report published on Feb. 7.
Certificate for a share in Kennet and Avon Canal Navigation, Great Britain, 1808. In corporate law, a stock certificate (also known as certificate of stock or share certificate) is a legal document that certifies the legal interest (a bundle of several legal rights) of ownership of a specific number of shares (or, under Article 8 of the Uniform Commercial Code in the United States, a ...
Texas State Securities Board reprimands Ken Paxton. As Paxton was running for his first term as attorney general, the Texas State Securities Board in May 2014 reprimanded Paxton and assessed him a ...
The investigation, first reported by Barrons, is reportedly being carried out by the Texas State Securities Board which revealed the probe in a filing related to the bankruptcy case of crypto ...
The Texas Stock Exchange (TXSE) is a planned stock exchange that will be headquartered in Downtown Dallas, Texas. The group behind the exchange, led by TXSE CEO James Lee, is financed primarily by BlackRock and Citadel Securities, with investments totalling approximately $135 million as of September 2024. The exchange is planned to launch its ...
Series 63 – Uniform Securities Agent State Law Exam* Series 65 – Uniform Investment Adviser Law Exam* Series 66 – Uniform Combined State Law Exam (Combined 63 and 65)* Series 72 – Government Securities – Limited Representative; Series 79 – Investment Banking Exam; Series 82 – Private Securities Offerings – Limited Representative