Ad
related to: state of alabama corporate records filing form 4 instructions securities
Search results
Results From The WOW.Com Content Network
Form 4 is a United States SEC filing that relates to insider trading.Every director, officer and owner of more than 10 percent of a class of a particular company's equity securities registered under Section 12 of the Securities Exchange Act of 1934 must file with the United States Securities and Exchange Commission a statement of ownership regarding such security.
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 3 S-4 Registration of securities issued in business combination transactions S-4 POS Post-effective amendment to a S-4EF registration statement S-4/A
The secretary of state of Alabama is one of the constitutional officers of the U.S. state of Alabama. The office actually predates the statehood of Alabama, dating back to the Alabama Territory. [1] From 1819 to 1901, [1] the secretary of state served a two-year term until the State Constitution was changed to set the term to four years.
Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC).
States may require securities to be registered in the state before they can be sold there. National Securities Markets Improvement Act of 1996 (NSMIA) addressed this dual system of federal-state regulation by amending Section 18 of the 1933 Act to exempt nationally traded securities from state registration, thereby pre-empting state law in this ...
Form F-4 is an American Form used to register securities in connection with business combinations and exchange offers involving foreign private issuers. These activities include mergers & acquisitions, going-private transactions, rights offerings, and other similar deals conducted by foreign entities.
Form D is a SEC filing form to file a notice of an exempt offering of securities under Regulation D of the U.S. Securities and Exchange Commission.Commission rules require the notice to be filed by companies and funds that have sold securities without registration under the Securities Act of 1933 in an offering based on a claim of exemption under Rule 504 or 506 of Regulation D or Section 4(6 ...
Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the company's securities. These are typically seen after a company IPOs when insiders make their first transactions.