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  2. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange ... This page was last edited on 30 December 2024, ...

  3. Matter Under Inquiry - Wikipedia

    en.wikipedia.org/wiki/Matter_Under_Inquiry

    A Matter Under Inquiry (MUI, pronounced "muey", [1] sometimes called Matter Under Investigation [2]) is a term used by the United States Securities and Exchange Commission to describe preliminary investigations it makes into alleged financial fraud in the companies that it is responsible for regulating.

  4. Traffic law in the Philippines - Wikipedia

    en.wikipedia.org/wiki/Traffic_law_in_the_Philippines

    In Metro Manila, LEVs such as electric bicycles (e-bicycles), motorized scooters, and electric rickshaws (e-tricycles) are required to use bicycle lanes when traversing major roads as designated by the Metropolitan Manila Development Authority in MMDA Regulation 24-002 and its implementing guidelines in MMDA Memorandum Circular No. 4 s. 2024. [42]

  5. Get breaking Business News and the latest corporate happenings from AOL. From analysts' forecasts to crude oil updates to everything impacting the stock market, it can all be found here.

  6. Net capital rule - Wikipedia

    en.wikipedia.org/wiki/Net_capital_rule

    In connection with an investigation into the SEC's role in the collapse of Bear Stearns, in late September, 2008, the SEC's Division of Trading and Markets responded to an early formulation of this position by maintaining (1) it confuses leverage at the Bear Stearns holding company, which was never regulated by the net capital rule, with leverage at the broker-dealer subsidiaries covered by ...

  7. List of executive orders by Bongbong Marcos - Wikipedia

    en.wikipedia.org/wiki/List_of_executive_orders...

    No. Title / Description Date signed Ref. 1 Abolishing the Presidential Anti Corruption Commission and the Office of the Cabinet Secretary.: June 30, 2022 [1]2 Reorganizing and Renaming the Presidential Communications Operations Office and its Attached Agencies into the Office of the Press Secretary, Abolishing the Office of the Presidential Spokesperson, and for Other Purposes

  8. Offering circular - Wikipedia

    en.wikipedia.org/wiki/Offering_circular

    An offering memorandum (OM) or offering circular (OC) is a type of prospectus (finance) for a bond or other security. [1] Sometimes, this is also referred to as a prospectus, offering memorandum, or short OC. [ 2 ]

  9. Red herring prospectus - Wikipedia

    en.wikipedia.org/wiki/Red_herring_prospectus

    The Preliminary (or Red Herring) Prospectus is distributed during the quiet period, before the registration statement has become effective with the Securities and Exchange Commission (SEC). Upon the registration becoming effective, a "Final Prospectus" is prepared and distributed which includes the final public offering price and the number of ...