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  2. Uniform Investment Adviser Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Investment_Adviser...

    Each Series 65, Uniform Investment Adviser Law Examination, contains a total of 140 questions. One hundred thirty (130) of the questions count toward whether the candidate passes or fails the Series 65 exam. The other 10 questions are pretest and could appear in any position within the exam but do not count towards the final grade.

  3. Series 65: Definition and Exam Information - AOL

    www.aol.com/news/series-65-definition-exam...

    The Series 65, also known as the Uniform Investment Adviser Law Examination, is a test and license required of most financial professionals. If you're interested in becoming a financial ...

  4. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    SAIFM also offers the "Registered Persons" examinations, [4] required for licensing as financial market "practitioners" on the various exchanges, selecting up to 8 according to the requirements of the exchange for the specific function; the typical roles here are investment advisor and fund manager, as well as those executing transactions ...

  5. Kaplan Financial Education - Wikipedia

    en.wikipedia.org/wiki/Kaplan_Financial_Education

    Kaplan Financial Education is part of Kaplan University School of Professional and Continuing Education, based in La Crosse, Wisconsin.Kaplan Financial Education is a consortium of numerous financial services training and publishing companies providing insurance and securities licensing exam preparation, along with continuing education.

  6. Getting Your Series 65 License to Become an RIA - AOL

    www.aol.com/news/getting-series-65-license...

    For premium support please call: 800-290-4726 more ways to reach us

  7. An Advisor's Guide to the Series 7 License - AOL

    www.aol.com/news/series-7-exam-gateway-many...

    Obtaining the Series 7 license is an important step for many financial advisors on their climb up the career ladder. But clearing this obstacle is not without its challenges.

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