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Financial advisers need to pass a series of exams and receive a Diploma in Financial Planning (or, prior to the Retail Distribution Review, a Financial Planning Certificate) and also authorised by the Financial Conduct Authority, a UK government qango that must be satisfied that the adviser is a “fit and proper person” before they may ...
It is expected to remain in Canary Wharf. The FCA will carry on two of the FSA’s biggest projects: the retail distribution review, which focuses on investment products and advice for retail customers, and the mortgage market review. [11] The appointment of Martin Wheatley to be CEO of the FCA was not approved by the Treasury Select Committee ...
In June 2006, the FSA created its Retail Distribution Review (RDR) programme which they maintained would enhance consumer confidence in the retail investment market. The RDR came into force on 31 December 2012. [14] The RDR was expected to have a significant impact on the way in which financial services are delivered to retail investors in the ...
The FCA regulates financial firms providing services to consumers and maintains the integrity of the financial markets in the United Kingdom. [3] It focuses on the regulation of conduct by both retail and wholesale financial services firms. [4] Like its predecessor the FSA, the FCA is structured as a company limited by guarantee. [5]: 140
President-elect Donald Trump’s Surgeon General nominee caused a gun accident when she was 13-years-old that left her dad shot dead — a tragedy which inspired her to pursue a career in medicine ...