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Established through the merger of the Investment Industry Regulatory Organization of Canada (IIROC) and Mutual Fund Dealers Association (MFDA) on January 1, 2023, [3] CIRO oversees all investment dealers, mutual funds and trading activity on debt and equity markets in Canada. The organization sets regulatory and investment industry standards ...
Established through the merger of the Investment Dealers Association of Canada (IDA) and Market Regulation Services Inc. (RS) on June 1, 2008, [2] IIROC oversees all investment dealers and trading activity on debt and equity markets in Canada. The organization sets regulatory and investment industry standards and has quasi-judicial powers in ...
The regulator relies on the work of the national self-regulatory organization—the Canadian Investment Regulatory Organization (CIRO)—for most aspects of the regulation of the organization's member firms and their employees. Accountability for securities regulation extends from the securities regulator to the Minister responsible for ...
The NRD was subsequently launched in 2003, initiated by the CSA and the Investment Industry Regulatory Organization of Canada (IIROC). [3] The NRD has two websites: the NRD Information Website, which contains information for the public; and the National Registration Database, for use by authorized representatives. [3]
China Banking Regulatory Commission (2003–2018), China Insurance Regulatory Commission (2003–2018), China Banking and Insurance Regulatory Commission (2018–2023), and Financial Stability and Development Committee (2017–2023) Hungarian Financial Supervisory Authority (2000–2013) Financial Regulator (Ireland) (2003–2010)
Canada Deposit Insurance Corporation; Canada Revenue Agency; Canadian Investment Regulatory Organization; Canadian Investor Protection Fund; Chambre de l'assurance de dommages (Québec) Chambre de la sécurité financière
Pages in category "Self-regulatory organizations in Canada" The following 8 pages are in this category, out of 8 total. ... Canadian Investment Regulatory Organization;
Market Integrity Rules – UMIR, Canadian Investment Regulatory Organization This economics -related article is a stub . You can help Wikipedia by expanding it .