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In September 2011, the Financial Industry Regulatory Authority ordered Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. to pay restitution of $1.69 million to 15,500 of their clients for charging excessive commissions on more than 27,000 securities transactions. The trades were made in client accounts between 2006 and ...
James founded Raymond James Financial in St. Petersburg, Florida in 1962, as Robert A. James Investments. [1] [2] [3] In 1964, Raymond and Associates merged into Robert A. James Investments to form Raymond James & Associates. [2] In 1970, he stepped down as CEO, and his son, Thomas James took over. [3]
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The complaint was filed against Brian Steel, the local FOP's executive VP. The union's ethics committee is investigating. Complaint alleges Columbus FOP leader bullied officers, manipulated ...
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Here's how to file a complaint with the city's Inspector General, which investigates allegations of misconduct or excessive force by Columbus police.
Thomas James (born 1942 – 1943) is an American billionaire businessman, the chairman of Raymond James Financial, founded by his father Robert James, for 40 years. As of March 2022, his net worth was estimated at US$2.3 billion.
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