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  2. University of Kashmir - Wikipedia

    en.wikipedia.org/wiki/University_of_Kashmir

    1951: The first convocation procession of the University of Jammu & Kashmir led by Ghulam Ahmad Ashai, the Registrar.He is followed by the Vice-Chancellor, Wazir Janki Nath (Chief Justice), Sheikh Abdullah (Prime Minister of J&K), Pandit Nehru (Prime Minister of India), C. Rajagopalachari (the Governor-General of India) and Karan Singh (the Yuvraj at the time).

  3. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The most commonly filed SEC forms are the 10-K and the 10-Q. These forms are composed of four main sections: The business section, the F-pages, the Risk Factors, and the MD&A. The business section provides an overview of the Company. The F-pages contain the financial statements which are either audited or reviewed by an independent auditor.

  4. Wells notice - Wikipedia

    en.wikipedia.org/wiki/Wells_notice

    The name "Wells notice" is derived from the Wells Committee of the SEC which proposed this process in 1972. This SEC committee was named after John A. Wells, its chair. [5] The other members of the committee were former SEC Chairmen Manuel F. Cohen and Ralph Demmler. [6] Among the recommendations made by the committee was the following:

  5. Uniform Investment Adviser Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Investment_Adviser...

    The exam covers topics necessary to provide investment advice to clients. [1] The Uniform Investment Adviser Law Examination was developed by the North American Securities Administrators Association (NASAA) and is administered by the Financial Industry Regulatory Authority (FINRA). Each Series 65, Uniform Investment Adviser Law Examination ...

  6. University of Kotli - Wikipedia

    en.wikipedia.org/wiki/University_of_Kotli

    UoK is a state university, and the president of Azad Jammu & Kashmir State serves as the chancellor of the university. The vice-chancellor is the chief executive and manages the university. For the past three decades, the university's School of Administrative Sciences Kotli has had over 3,000 graduates in the fields of business management ...

  7. Uniform Securities Agent State Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Securities_Agent...

    The examination is designed to qualify candidates as securities agents in the United States; nearly all states require individuals to pass the Series 63 as a condition of state registration. The Uniform Securities Agent State Law Examination consists of 65 multiple-choice questions. Applicants are allowed 75 minutes to complete the examination.

  8. University of Karachi - Wikipedia

    en.wikipedia.org/wiki/University_of_Karachi

    The University of Karachi (Urdu: ڪراچی يونيورسٹی; informally Karachi University, KU, or UoK) is a public research university located in Karachi, Sindh, Pakistan. Established in June 1951 by an act of Parliament and as a successor to the University of Sindh (which is now located in Jamshoro ), the university is a "Sindh Government ...

  9. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    The SEC has a three-part mission: to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. [8]To achieve its mandate, the SEC enforces the statutory requirement that public companies and other regulated entities submit quarterly and annual reports, as well as other periodic disclosures.