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  2. Unhappy customer: Why I finally took my business from ... - AOL

    www.aol.com/finance/unhappy-customer-why-finally...

    Vanguard’s ownership structure, which has led the firm to keep lowering fees on its funds, is a major reason why, until now, I’ve moved accounts into Vanguard but never moved an account out.

  3. Fidelity Investments vs. Vanguard - AOL

    www.aol.com/finance/fidelity-investments-vs...

    Account fees. No annual, activity or transfer-out fee. $25 fee for certain accounts (can be waived with $5,000,000 in Vanguard assets or email delivery of statements) No-transaction-fee mutual ...

  4. Betterment vs. Wealthfront vs. Vanguard: Fees & Features - AOL

    www.aol.com/news/betterment-vs-wealthfront-vs...

    Investors who choose the premium investing account pay an annual fee of 0.40%, which is still well below the 1% annual fee many financial advisors charges. There is a $100,000 minimum balance ...

  5. Roth IRA - Wikipedia

    en.wikipedia.org/wiki/Roth_IRA

    A Roth IRA is an individual retirement account (IRA) under United States law that is generally not taxed upon distribution, provided certain conditions are met. The principal difference between Roth IRAs and most other tax-advantaged retirement plans is that rather than granting a tax reduction for contributions to the retirement plan, qualified withdrawals from the Roth IRA plan are tax-free ...

  6. Net capital rule - Wikipedia

    en.wikipedia.org/wiki/Net_capital_rule

    In connection with an investigation into the SEC's role in the collapse of Bear Stearns, in late September, 2008, the SEC's Division of Trading and Markets responded to an early formulation of this position by maintaining (1) it confuses leverage at the Bear Stearns holding company, which was never regulated by the net capital rule, with leverage at the broker-dealer subsidiaries covered by ...

  7. Form 1099 - Wikipedia

    en.wikipedia.org/wiki/Form_1099

    The payor was required to report the name and address of the payee and the total amount of payments on Form 1099 and sent to the Internal Revenue Service by March 1 of the year following the payments. The payor was required to include Form 1096, a letter of transmittal and affidavit certifying the accuracy of each Form 1099. [34] [35]

  8. Vanguard vs. Fidelity: Which Brokerage Gives The Best Bang ...

    www.aol.com/finance/vanguard-vs-fidelity...

    Vanguard requires a $50,000 account minimum for this service and charges a 0.30% annual management fee. Fidelity also offers a robo-advisor service known as Fidelity Go .

  9. IRS Whistleblower Office - Wikipedia

    en.wikipedia.org/wiki/IRS_Whistleblower_Office

    The IRS Whistleblower Office is a branch of the United States Internal Revenue Service that will "process tips received from individuals, who spot tax problems in their workplace, while conducting day-to-day personal business or anywhere else they may be encountered." [2] Tipsters should use IRS Form 211 to make a claim. [3]