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  2. How to Transfer a Brokerage Account - AOL

    www.aol.com/news/transfer-brokerage-account...

    Here’s how to transfer a brokerage account from one broker to another, how long it takes, and five things you should do to make the process as easy as possible.

  3. How to move stocks and transfer brokerages, stress-free - AOL

    www.aol.com/finance/move-stocks-transfer...

    For premium support please call: 800-290-4726 more ways to reach us

  4. Roth IRAs: What they are, how they work and how to open one - AOL

    www.aol.com/finance/what-is-a-roth-ira-123943445...

    A Roth IRA is one type of individual retirement account. Unlike an employer-sponsored plan like a 401(k), you can set up a Roth IRA on your own with an investment brokerage or financial ...

  5. Stock transfer agent - Wikipedia

    en.wikipedia.org/wiki/Stock_transfer_agent

    A stock transfer agent, transfer agent, share registry or transfer agency is an entity, usually a third-party firm unrelated to security transactions, that manages the change in ownership of company stock or investment fund shares, maintains a register of ownership and acts as paying agent for the payment of dividends and other distributions to investors.

  6. Cede and Company - Wikipedia

    en.wikipedia.org/wiki/Cede_and_Company

    Cede and Company (also known as Cede and Co. or Cede & Co.) is a specialist United States financial institution that processes transfers of stock certificates on behalf of Depository Trust Company, the central securities depository used by the United States National Market System, which includes the New York Stock Exchange, and Nasdaq. [1]

  7. California Department of Financial Protection and Innovation

    en.wikipedia.org/wiki/California_Department_of...

    The Division of Corporations and Financial Institutions licenses and regulates broker-dealer and investment advisers; financial service providers like payday lenders, finance lenders and brokers, and escrow companies; residential mortgage lenders and loan originators; commercial, industrial, and foreign (other nation and other state) banks ...