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  2. Category:American stockbrokers - Wikipedia

    en.wikipedia.org/wiki/Category:American_stockbrokers

    American stockbrokers, regulated brokers, broker-dealers, or registered investment advisers (in the United States) who may provide financial advisory and investment management services and execute transactions such as the purchase or sale of stocks and other investments to financial market participants in return for a commission, markup, or fee, which could be based on a flat rate, percentage ...

  3. Securities market participants (United States) - Wikipedia

    en.wikipedia.org/wiki/Securities_market...

    Electronic ticker monitor display, showing the bid and offer status of securities. Securities market participants in the United States include corporations and governments issuing securities, persons and corporations buying and selling a security, the broker-dealers and exchanges which facilitate such trading, banks which safe keep assets, and regulators who monitor the markets' activities.

  4. Hilltop Holdings Inc. - Wikipedia

    en.wikipedia.org/wiki/Hilltop_Holdings_Inc.

    The company is a broker-dealer and Registered Investment Adviser that provides investment banking and financial advisory services. [39] It was founded in January 2016 from the merger of two Dallas-based financial firms, FirstSouthwest Company and Southwest Securities, Inc. [ 40 ]

  5. Best online brokers of 2025: Choose the right brokerage firm ...

    www.aol.com/finance/best-online-brokers-2024-top...

    Find out how the best online brokers really stand out from the crowd. ... 800-290-4726 more ways to reach us. Sign in. Mail. 24/7 Help. For premium support please call: 800-290-4726 more ways to ...

  6. Cetera Financial Group - Wikipedia

    en.wikipedia.org/wiki/Cetera_Financial_Group

    Cetera was established in February 2010 when Dutch multinational banking and financial services corporation ING Group sold three broker-dealers to private equity firm Lightyear Capital. The three broker-dealers—Financial Network Investment Corporation, founded in 1983, Multi-Financial Securities Corporation, founded in 1981, and PrimeVest ...

  7. Primary dealer - Wikipedia

    en.wikipedia.org/wiki/Primary_dealer

    In the United States, a primary dealer is a bank or securities broker-dealer that is permitted to trade directly with the Federal Reserve System ("the Fed"). [7] Such firms are required to make bids or offers when the Fed conducts open market operations , provide information to the Fed's open market trading desk, and to participate actively in ...