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Passing the Series 86 exam — also known as the Research Analyst Qualification exam — is necessary for anyone who wants to work as research analyst for a broker-dealer member of the Financial ...
Series 56 – Proprietary Trader Qualification Exam; Series 57 – Securities Trader Qualification Exam [7] ... Series 86 – Research Analyst – Securities Analysis [8]
The Series 87 Research Analyst exam is the Regulatory portion consisting of material from the Securities Act of 1933, Securities Exchange Act of 1934, NASD and NYSE Rules. Prior to the update to the FINRA licensing exams in 2018, the Series 7 examination/license was a pre-requisite for the Research Analyst exams. Now, candidates must pass the ...
In addition to passing the General Securities Representative Exam , these candidates must pass the Research Analyst Examination (Series 86/87) in order to publish research for the purpose of selling or promoting publicly traded securities.
From the Series 63 and Series 65 to Series 7, there are many different exams required for various roles within the financial services industry. Financial professionals who pass the Series 6 …
The Financial Industry Regulatory Authority (FINRA) exempts candidates who have passed CFA Level I and II from the Series 86 examination from registering as research analysts. The Investment Adviser Registration Depository (IARD) exempts CFA Charterholders from the required competency exams to register as an investment adviser.
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The CFA Institute Research Challenge is an annual global competition in equity research hosted by the CFA Institute started in 2007. The competition provides university students with hands-on training and mentoring in financial analysis.