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Robinhood said it received a Securities and Exchange Commission warning that the trading platform could face an enforcement action related to its US crypto business.The so-called Wells notice that ...
A June 2023 enforcement action remains pending by the SEC against Coinbase Inc., alleging its trading platform for digital assets operates as an unregistered broker, exchange and clearing agency.
Crypto exchanges have shot back that subsequent case law dictates an actual contract must exist—generally not the case when it comes to crypto trading. "While the SEC invites the Court to adopt ...
With Chair Gary Gensler escalating his campaign of enforcement actions against crypto firms, many in the industry pointed to the case as an example of the agency moving too aggressively against ...
SEC v. Wahi is a pending United States federal court case in which the U.S. Securities and Exchange Commission accuses former Coinbase executive Ishan Wahi, along with Ishan's brother Nikhil and their friend Sameer Ramani, of engaging in insider trading. It is the first insider-trading investigation which involves the cryptocurrency market. [1]
(Reuters) -Retail trading platform Robinhood Markets said on Monday it received an enforcement action notice from the U.S. Securities and Exchange Commission (SEC) on May 4 over crypto tokens ...
Gensler underscored with reporters that most of crypto is already covered under the custody rule updated in 2009 and that this is a priority for enforcement action and examination by the SEC.
After a calamitous 2022 that included the implosion of FTX, enforcement actions by the Securities and Exchange Commission against crypto firms hit a record high in 2023, according to a new report ...