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  2. Canadian securities regulation - Wikipedia

    en.wikipedia.org/wiki/Canadian_securities_regulation

    The Canadian Securities Transition Office (French: Bureau de transition canadien en valeurs mobilières) is a federal organization that was created to assist in the establishment of a Canadian securities regulation regime and a Canadian regulatory authority. [21]

  3. Canadian Investment Regulatory Organization - Wikipedia

    en.wikipedia.org/wiki/Canadian_Investment...

    Canadian Investment Regulatory Organization; L’Organisme canadien de réglementation des investissements: Abbreviation: CIRO/OCRI: Formation: 2023: Type: Organizations based in Canada: Legal status: active: Purpose: Monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings: Headquarters

  4. Canadian Securities Administrators - Wikipedia

    en.wikipedia.org/wiki/Canadian_Securities...

    The National Registration Database (NRD) is a Canadian web-based database that allows security dealers and investment advisors to file registration forms electronically. (An individual or company in Canada who trades or underwrites securities, or provides investment advice, must register annually with one or more provincial securities regulators.)

  5. Investment Industry Regulatory Organization of Canada

    en.wikipedia.org/wiki/Investment_Industry...

    The CSA (Canadian Securities Administrators) investigated IIROC for the loss of personal financial data of thousands of brokerage clients after IIROC announced that it lost a mobile device containing the information. The device had not been encrypted, which is in violation of IIROC policy.

  6. List of REITs in Canada - Wikipedia

    en.wikipedia.org/wiki/List_of_REITs_in_Canada

    REIT [1] Traded as (TSX) Profile Major tenants/properties Allied Properties REIT AP.UN: Office Artis AX.UN: Diversified: Artis REIT Residential Tower: Boardwalk REIT

  7. Ontario Securities Commission - Wikipedia

    en.wikipedia.org/wiki/Ontario_Securities_Commission

    Canada does not have a national securities regulator, and each province and territory regulates its own capital markets; OSC regulates the capital markets in Ontario. [3] Other notable provincial regulators include the Alberta Securities Commission, the Autorité des marchés financiers (Québec), and the British Columbia Securities Commission.

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  9. Cboe Canada - Wikipedia

    en.wikipedia.org/wiki/Cboe_Canada

    Cboe Canada has consistently advocated for enhanced access to consolidated market data for Canadian investors, claiming retail investors and the majority of investment advisors have access only to a partial view of market as less than 35% of ETF trading activity and less than 60% of overall trading activity in TSX and TSXV-listed securities is reflected in TSX and TSXV data.