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The Series 6 is a securities license entitling the holder to register as a company's representative and sell certain types of mutual funds, variable annuities, and insurance.
The Series 6 exam — the Investment Company and Variable Contracts Products Representative Qualification Examination (IR) — assesses the competency of an entry-level representative to perform their job as an investment company and variable contracts products representative.
Two of the most popular licenses are the Series 6 and Series 7 exams. The Series 6 license allows a registered representative to sell only a specific type of investment products, whereas the...
The FINRA Series 6 is a securities license entitling the holder to register as a company's representative and sell certain types of mutual funds, variable annuities, and insurance. Candidates...
The Series 6 license allows you to sell mutual funds, variable annuities, variable life insurance, and more. Learn more about the process of getting your Series 6 license from Kaplan Financial Education.
The first step in getting your Series 6 License is taking and passing the Securities Industry Essentials (SIE) Exam. This exam will be an “open exam”, which means that you will not need a FINRA affiliation before registering to take it (more on that later).
What is the Series 6 License? The Series 6 license (also known as the Investment Company/Variable Contracts Products license) enables you to register as a company's representative and sell mutual funds, variable annuities, and insurance.