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In 2015, the New York Stock Exchange and the National Investor Relations Institute submitted a petition to the SEC supporting a requirement for disclosure of short positions on Form 13F. [ 6 ] Form 13F is required to be filed within 45 days of the end of a calendar quarter, or if that day falls on a Saturday, Sunday or holiday, the deadline is ...
The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.
That same month, the SEC charged a New York-based brokerage firm, Hold Brothers On-Line Investment Service, and three of its executives for allowing traders outside the U.S. to access the markets and conduct manipulative trading through accounts the firm controlled. [109]
The Niagara Falls Underground Railroad Heritage Center is a museum in Niagara Falls, New York, based on the history and legacy of the Underground Railroad. Opened in 2018, it is located on the first floor of a historic former U.S. Customhouse built in 1863 at the Niagara Falls Station and Customhouse Interpretive Center.
East New York Yard in 2017. East New York Yard (also known as DO (District Office) Yard from its telegraphy letters) is primarily used to store the R143s used on the L and J/Z, R160s used on the J, L, M, and Z, and R179s used on the J and Z. Subway equipment is inspected and maintained here on a regular basis. [23] [45] [46]
The National Archives Building, known informally as Archives I, located north of the National Mall on Constitution Avenue in Washington, D.C., opened as its original headquarters in 1935. It holds the original copies of the three main formative documents of the United States and its government: the Declaration of Independence , the Constitution ...
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Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the "registration statement by the Securities Act of 1933". The S-1 contains the basic business and financial information on an issuer with respect to a specific securities offering.