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SEC Rule 10b5-1, codified at 17 CFR 240.10b5-1, is a regulation enacted by the United States Securities and Exchange Commission (SEC) in 2000. [1] The SEC states that Rule 10b5-1 was enacted in order to resolve an unsettled issue over the definition of insider trading, [2] which is prohibited by SEC Rule 10b-5.
Universal Electronics' Chief Financial Officer Adopts a 10b5-1 Trading Plan SANTA ANA, Calif.--(BUSINESS WIRE)-- Universal Electronics Inc. (UEI), (NAS: UEIC) announced Bryan M. Hackworth, chief ...
SEC Rule 10b5-1, codified at 17 CFR 240.10b5-1, was enacted as a regulation by the SEC in 2000. [11] The SEC stated that Rule 10b5-1 was enacted in order to resolve an unsettled issue over the definition of insider trading, [12] which is prohibited by SEC Rule 10b-5.
Garmin Adopts Rule 10b5-1 Plan in Conjunction with Share Repurchase Program SCHAFFHAUSEN, Switzerland--(BUSINESS WIRE)-- Garmin Ltd. (NAS: GRMN) announced today that it has adopted a Rule 10b5-1 ...
AFC Enterprises, Inc. Chief Financial Officer Adopts 10b5-1 Trading Plan ATLANTA--(BUSINESS WIRE)-- AFC Enterprises, Inc. (NAS: AFCE) today announced that H. Melville Hope, III, chief financial ...
Permitting the Form 144 representations required from security holders relying on Exchange Act Rule 10b5-1 to be made as of the date the holder adopted a trading plan or gave trading instructions; Confirming the unavailability of Rule 144 for the resale of securities by reporting and non-reporting firms