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The Texas State Securities Board is a Texas state agency headquartered in Austin, Texas.. The board enforces the Texas Securities Act (TEX. REV. CIV. STAT. ANN. art. 581–1) and maintains programs for enforcement, registration of securities, registration of securities dealers, investment advisers, and agents, and inspections of registered firms.
The Texas State Securities Board (SSB) issued a total of 16 orders against suspected cryptocurrency scam investments in 2018, the regulator revealed in its 2018 Enforcement Report published on Feb. 7.
As Paxton was running for his first term as attorney general, the Texas State Securities Board in May 2014 reprimanded Paxton and assessed him a $1,000 administrative fine for failing to register ...
The Texas State Securities Board and Alabama Securities Commission filed an emergency action against Ultra Mining, alleging it offered unregistered securities by promising to double investments in ...
Texas State Preservation Board; Texas State Securities Board; Texas State Soil and Water Conservation Board; Texas State Technical College System;
The Texas Stock Exchange (TXSE) is a planned stock exchange that will be headquartered in Downtown Dallas, Texas. The group behind the exchange, led by TXSE CEO James Lee, is financed primarily by BlackRock and Citadel Securities, with investments totalling approximately $135 million as of September 2024. The exchange is planned to launch its ...
He was also charged with soliciting clients for a securities firm without a state registration to do so — a third-degree felony. He had been disciplined by the State Securities Board in 2014 for ...
Jane Y. McCallum served as Secretary of State of Texas from 1927 to 1933, ... Stephen F. Austin: October 22, 1836 – December 27, 1836 Sam Houston: