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  2. Canadian securities regulation - Wikipedia

    en.wikipedia.org/wiki/Canadian_securities_regulation

    The Canadian Securities Transition Office was implemented in July 2009 by the Government of Canada through the "Canadian Securities Regulation Regime Transition Office Act". [21] Doug Hyndman was made the Chair and Chief Executive Officer of the Transition Office, and Bryan Davies the Vice-Chair.

  3. Cboe Canada - Wikipedia

    en.wikipedia.org/wiki/Cboe_Canada

    Cboe Canada (formerly NEO Exchange) is a stock exchange based in Toronto. [2] Part of the Cboe Global Markets network, the exchange has over 260 listings for public companies, exchange-traded funds (ETFs), Canadian Depositary Receipts (CDRs), Special Purpose Acquisition Companies (SPACs), and closed-end funds. Cboe Canada handles 15% of the ...

  4. Canadian Investment Regulatory Organization - Wikipedia

    en.wikipedia.org/wiki/Canadian_Investment...

    Canadian Investment Regulatory Organization; L’Organisme canadien de réglementation des investissements: Abbreviation: CIRO/OCRI: Formation: 2023: Type: Organizations based in Canada: Legal status: active: Purpose: Monitors members for securities law compliance; enforces securities regulations through quasi-judicial proceedings: Headquarters

  5. Canadian Securities Administrators - Wikipedia

    en.wikipedia.org/wiki/Canadian_Securities...

    The Canadian Securities Administrators (CSA; French: Autorités canadiennes en valeurs mobilières, ACVM) is an umbrella organization of Canada's provincial and territorial securities regulators whose objective is to improve, coordinate, and harmonize regulation of the Canadian capital markets. [1] [2]

  6. Canadian dollar steadies as bond market rallies, oil tumbles

    www.aol.com/canadian-dollar-steadies-bond-market...

    The Canadian dollar steadied against its U.S. counterpart on Monday as the bond market's enthusiasm about the choice of U.S. Treasury secretary offset a drop in oil prices and caution ahead of ...

  7. Stock market today: Indexes fall from records as chip rout ...

    www.aol.com/stock-market-today-indexes-fall...

    A sell-off in semiconductors pulled stock indexes away from record highs. The rout was led by Dutch chip firm ASML, which shed 17% on Tuesday. The decline overshadowed better-than-expected bank ...

  8. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    In this list of financial regulatory and supervisory authorities, central banks are only listed where they act as direct supervisors of individual financial firms, and competition authorities and takeover panels are not listed unless they are set up exclusively for financial services.

  9. Investment Industry Regulatory Organization of Canada

    en.wikipedia.org/wiki/Investment_Industry...

    IIROC was formed on June 1, 2008, through the merger of the Investment Dealers Association of Canada (IDA) and Market Regulation Services Inc. (RS). The Bond Dealers Section of the Toronto Board of Trade was formed in 1916 as a trade organization to coordinate financing of Canada's war effort.