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The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom. It operates independently of the UK Government and is financed by charging fees to members of the financial services industry. [ 2 ]
Financial Supervisory Authority (AMF) Algeria: Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB) Andorra: Andorran Financial Authority (AFA) Angola: Capital Markets Commission (CMC) ; Agência Angolana de Regulação e Supervisão de Seguros (ARSEG) Anguilla: Eastern Caribbean Central Bank ; Financial Services ...
The compliance oversight function is the function of acting in the capacity of a director or senior manager who is allocated by the Financial Services Authority the function of reporting to the governing body to ensure compliance with the rules set out in Conduct of Business, Collective Investment Schemes and Client Assets related operations. [10]
The Financial Conduct Authority gathered data from 34 banking firms to better understand bank account closures and access.
Members of the Unite union have voted overwhelmingly to strike over new pay conditions at the financial watchdog. Financial Conduct Authority staff vote for industrial action Skip to main content
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Nikhil Rathi (born 5 August 1979) [1] is the chief executive of the UK's Financial Conduct Authority (FCA). Early life
It is an operationally independent body, set up under the Financial Services and Markets Act 2000 and funded by a levy on authorised financial services firms. The rules of the FSCS are made by the Financial Conduct Authority (FCA) and are contained in its handbook. [2] The FSCS board of directors is appointed by and ultimately accountable to ...