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The Series 24 exam — the General Securities Principal Qualification Exam (GP) — assesses the competency of an entry-level principal to perform their job as a principal dependent on their corequisite registrations.
The Series 24 is an exam and license entitling the holder to supervise and manage branch activities at a broker-dealer. It is also known as the General Securities Principal Qualification ...
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
The Series 24 exam is designed to assess the competency of entry-level General Securities Principals. It is intended to safeguard the investing public by helping to ensure that General Securities Principals are competent to perform their jobs.
The Series 24 qualifies an individual as a General Securities Principal. Prerequisites. Candidates must pass one of the following exams: Series 7, 17, 37, 38, 57, 62, 79, or 82. Exam Format. 150 multiple-choice questions. Exam Duration. 3 hours, 45 minutes. Outline of Topics Covered.
The general securities principal exam, commonly referred to as the Series 24 exam, is administered by the U.S. Financial Industry Regulatory Authority (FINRA) which qualifies a registered individual to supervise or manage branch activities such as corporate securities, REITs, variable contracts, and venture capital; a general principal may also ...
The Series 24 exam — the General Securities Principal Qualification exam (GP) — covers five major job functions with a focus on supervision of general broker-dealer activities. Visit FINRA for more info. 150 Questions.
Series 24 Exam Prep Classes and Study Materials. Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA ® Series 24 Exam, General Securities Principal Exam. We offer a variety of instruction options and exam prep study tools to best suit your ...
The Series 24 exam is a securities license exam that allows financial professionals to become principal brokers and dealers of corporate securities, investment banking, and private placements. Who needs Series 24?
A series 24 license will allow you to move up the corporate ladder at your firm. You will be licensed to supervise business in all general securities products including: Equity & Debt Securities. Open & Closed End Investment Company Shares. Mortgage Backed Securities. Direct Participation Programs. Real Estate Investment Trusts (REITS)