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The post Free CFP Ethics CE Courses appeared first on SmartReads by SmartAsset. Specifically, they're required to complete 30 hours of continuing education each reporting period, which includes ...
This led to an internal probe being initiated at the GIA, which ran for four months. The probe unearthed Midtown lab workers' contact with clients, an act which is prohibited by GIA code of ethics. The fraudulent ratings and GIA code of ethics violations were acknowledged by then chairman of the GIA, Ralph Destino.
The program includes 17 optional prerequisites to review the fundamentals and 15 core courses to build a foundation in credit analysis. Students must earn a minimum passing grade of 80% in each course assessment to complete the requirements for the program and to receive a certificate of completion. [8] [9]
The free courses (also called "auditing a course") do not include a certificate of completion or grades or any other instructor feedback. A free course can be "upgraded" to the paid version of a course, which includes instructor's feedback and grades for the submitted assignments, and (if the student gets a passing grade) a certificate of ...
The CFA Institute is a global, not-for-profit professional organization that provides investment professionals with finance education. The institute aims to promote standards in ethics, education, and professional excellence in the global investment services industry.
A code of practice is adopted by a profession (or by a governmental or non-governmental organization) to regulate that profession. A code of practice may be styled as a code of professional responsibility, which will discuss difficult issues and difficult decisions that will often need to be made, and then provide a clear account of what behavior is considered "ethical" or "correct" or "right ...