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  2. List of U.S. states by sovereign wealth funds - Wikipedia

    en.wikipedia.org/wiki/List_of_U.S._states_by...

    New Mexico State Investment Council Permanent Funds 31.000 December 2020 [6] Petroleum: 5 Wyoming: Wyoming Permanent/Endowment Funds 12.6: March 2017 [7] Minerals 6 North Dakota: North Dakota Legacy Fund: 8.2: November 2022 [8] Petroleum: 7 Alabama: Alabama Trust Fund: 2.5: June 2016 [9] Petroleum: 8 Utah: State School Fund 2.0: March 2015 [10 ...

  3. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...

  4. Regulation D (SEC) - Wikipedia

    en.wikipedia.org/wiki/Regulation_D_(SEC)

    A Regulation D offering is intended to make access to the capital markets possible for small companies that could not otherwise bear the costs of a normal SEC registration. Reg D may also refer to an investment strategy, mostly associated with hedge funds, based upon the same regulation.

  5. Investment Company Act of 1940 - Wikipedia

    en.wikipedia.org/wiki/Investment_Company_Act_of_1940

    The Investment Company Act of 1940 (commonly referred to as the '40 Act) is an act of Congress which regulates investment funds.It was passed as a United States Public Law (Pub. L. 76–768) on August 22, 1940, and is codified at 15 U.S.C. §§ 80a-1–80a-64.

  6. IRS demands tax filings from offshore hedge-fund and ... - AOL

    www.aol.com/2009/06/25/irs-demands-tax-filings...

    Stepping up its scrutiny of offshore investing, the IRS demanded that hedge-fund and private-equity investors disclose hundreds of billions of dollars they have invested offshore. This is part of ...

  7. Form 13F - Wikipedia

    en.wikipedia.org/wiki/Form_13F

    The full list of securities currently covered by form 13F includes more than 17,500 securities. [4] Form 13F covers institutional investment managers, which include Registered Investment Advisers (RIAs), banks, insurance companies, hedge funds , trust companies, pension funds, mutual funds, among natural persons or entities with investment ...

  8. SEC filing - Wikipedia

    en.wikipedia.org/wiki/SEC_filing

    The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies , certain insiders, and broker-dealers are required to make regular SEC filings.

  9. Category:Hedge fund firms of the United States - Wikipedia

    en.wikipedia.org/wiki/Category:Hedge_fund_firms...

    Pages in category "Hedge fund firms of the United States" The following 28 pages are in this category, out of 28 total. This list may not reflect recent changes.

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