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  2. Stockbroker - Wikipedia

    en.wikipedia.org/wiki/Stockbroker

    A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee.In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange.

  3. Stock trader - Wikipedia

    en.wikipedia.org/wiki/Stock_trader

    A stock trader or equity trader or share trader, also called a stock investor, is a person or company involved in trading equity securities and attempting to profit from the purchase and sale of those securities. [1] [2] Stock traders may be an investor, agent, hedger, arbitrageur, speculator, or stockbroker.

  4. Floor trader - Wikipedia

    en.wikipedia.org/wiki/Floor_trader

    Those who have earned a higher degree rarely have an advantage over other floor traders, who have learned their craft by standing on the floor and actually trading [citation needed]. Much experience must be gained about the stock exchange as possible because it is an extremely fast-paced and competitive work environment. This is crucial to ...

  5. How to buy stocks: A step-by-step guide - AOL

    www.aol.com/finance/buy-stocks-step-step-guide...

    Here’s how to buy stock and the steps you need to take to become a stockholder. 1. Choose your online broker. You’ll need to get set up with a broker to buy stock, but that takes only minutes.

  6. Best online brokerage accounts for trading stocks in March 2024

    www.aol.com/finance/best-online-brokers-stock...

    Pricing: Like other major brokers, E-Trade charges zero commissions for stock and ETF trades and $0.65 per options contract. Traders can receive a discounted commission of $0.50 per contract if ...

  7. 24-hour stock trading: Here are the brokers with overnight ...

    www.aol.com/finance/24-hour-stock-trading...

    Best brokers for after-hours trading and pre-market trading. If you don’t quite need round-the-clock trading, you’ll have plenty of other brokers offering the ability to trade in extended ...

  8. Net capital rule - Wikipedia

    en.wikipedia.org/wiki/Net_capital_rule

    Using that approach, the SEC required that a broker-dealer subject to the Basic Method maintain "net capital" equal to at least 6-2/3% of its "aggregate indebtedness." This is commonly referred to as a 15 to 1 leverage limit, because it meant "aggregate indebtedness" could not be more than 15 times the amount of "net capital."

  9. United States securities regulation - Wikipedia

    en.wikipedia.org/wiki/United_States_Securities...

    The Securities Act of 1933 regulates the distribution of securities to public investors by creating registration and liability provisions to protect investors. With only a few exemptions, every security offering is required to be registered with the SEC by filing a registration statement that includes issuer history, business competition and material risks, litigation information, previous ...

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