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The Canadian Securities Course is widely viewed by Canada's financial services sector as the de facto entry requirement for many careers of its paths. [ citation needed ] First offered in 1964, [ 2 ] it has remained an exclusive part of the proficiency requirement to be registered as an investment advisor with an IIROC member firm.
The Canadian Securities Course [1] is the universal prerequisite for enrolling in any other CSI course or program. It consists of two volumes of instructional material plus a workbook. The following is a synopsis of the course content of the CSC: The Capital Markets and Financial Services; The Canadian Economy; Financing, Listing and Regulation
The Canadian Securities Transition Office (French: Bureau de transition canadien en valeurs mobilières) is a federal organization that was created to assist in the establishment of a Canadian securities regulation regime and a Canadian regulatory authority. [21]
The CSA (Canadian Securities Administrators) investigated IIROC for the loss of personal financial data of thousands of brokerage clients after IIROC announced that it lost a mobile device containing the information. The device had not been encrypted, which is in violation of IIROC policy.
The Fellow of CSI (FCSI) is the highest credential offered by the Canadian Securities Institute (CSI) . The Fellow of CSI is held by a small number of financial services professionals in Canada who have met standards for industry experience, advanced education, ethics and who have been endorsed by peers and superiors.
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The Canadian Depository for Securities Ltd. (CDS Limited) is the world's second largest post-trade financial services company.It is the holding company for three operating subsidiaries: CDS Clearing and Depository Services Inc., CDS Securities Management Solutions Inc., and CDS Innovations Inc. [1]
In 2007, Mr. Groia and Pamela Hardie published Canada's first and only textbook on securities litigation, Securities Litigation and Enforcement. The second edition was published in 2012. [8] In 2018, Mr. Groia accepted to represent businessperson Kevin O'Leary in his lawsuit contesting the constitutionality of certain election finance rules. [9]