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  2. Financial Services Regulatory Authority of Ontario - Wikipedia

    en.wikipedia.org/wiki/Financial_Services...

    Established in 2016, FSRA officially succeeded its predecessor agencies – the Financial Services Commission of Ontario and the Deposit Insurance Corporation of Ontario – on June 8, 2019. [1] The Financial Services Regulatory Authority of Ontario operates at arms-length from the Government of Ontario , and reports to the Legislative Assembly ...

  3. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    Financial Services Regulatory Authority of Ontario (FSRA) ; British Columbia Financial Services Authority (BCFSA) India: GIFT International Financial Services Centre: International Financial Services Centres Authority (IFSCA) Kazakhstan: Astana International Financial Centre: Astana Financial Services Authority (AFSA) Malaysia

  4. Foreign Agents Registration Act - Wikipedia

    en.wikipedia.org/wiki/Foreign_Agents...

    The Foreign Agents Registration Act (FARA) (22 U.S.C. § 611 et seq.) is a United States law that imposes public disclosure obligations on persons representing foreign interests.

  5. FSRA - Wikipedia

    en.wikipedia.org/wiki/FSRA

    FsrA, a type of RNA. Financial Services Regulatory Authority of Ontario , a Crown agency responsible for oversight of the financial industry in Ontario, Canada. Formula Sidecar Racing Association , the association administering sidecar racing in the United Kingdom.

  6. New York crypto regulator removes Ripple and Dogecoin from ...

    www.aol.com/finance/york-crypto-regulator...

    On Monday, the New York Department of Financial Services announced an update to its virtual currency oversight regime, including new criteria for how digital firms licensed by the agency can list ...

  7. LLQP - Wikipedia

    en.wikipedia.org/wiki/LLQP

    In Saskatchewan, for example, it is necessary for a prospective agent to complete a bylaws exam [10] concurrently with the certification exam. In most jurisdictions, a prospective agent can schedule an exam write either at any time - this is the case in British Columbia and [Ontario] - or upon completion of the exam offered by an LLQP provider ...

  8. Financial Industry Regulatory Authority - Wikipedia

    en.wikipedia.org/wiki/Financial_Industry...

    The NASD was founded on September 3, 1936 as Investment Bankers Conference, Inc. [9] and, on August 7, 1939, was registered under the name National Association of Securities Dealers, Inc. [10] as a national securities association with the SEC under authority granted by the 1938 Maloney Act amendments to the Securities Exchange Act of 1934, [11] which allowed it to supervise the conduct of its ...

  9. Nationwide Multi-State Licensing System and Registry

    en.wikipedia.org/wiki/Nationwide_Multi-State...

    The Nationwide Multi-State Licensing System and Registry (NMLS) (originally the Nationwide Mortgage Licensing System) is the system of record for non-depository, financial services licensing or registration in participating state agencies, including the District of Columbia and U.S. Territories of Puerto Rico, the U.S. Virgin Islands, and Guam.