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  2. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    This level of assurance is required because a material weakness must be disclosed if there is a "reasonably possible" or "probable" possibility of a material misstatement of a significant account. Even though multiple controls may bear on the risk, only those that address it as defined above are included in the assessment.

  3. Statements on Auditing Standards (United States) - Wikipedia

    en.wikipedia.org/wiki/Statements_on_Auditing...

    Required Communication of Material Weaknesses in Internal Accounting Control full-text: August 1977 21: Segment Information full-text: December 1977 22: Planning and Supervision full-text: March 1978 23: Analytical Review Procedures full-text: October 1978 24: Review of Interim Financial Information full-text: March 1979 25

  4. Audit risk - Wikipedia

    en.wikipedia.org/wiki/Audit_risk

    Srivastava R.P. & Shafer G.R. (1992) " Belief function Formula for audit risk " Review: Accounting Review, Vol. 67 n° 2, pp. 249–283, for evidence theory applied on audit risk. Lesage (1999)" Evaluation du risque d'audit : proposition d'un modele linguistique " Review: Comptabilite, Controle, Audit , Tome 5, Vol. 2, September 1999, pp. 107 ...

  5. Materiality (auditing) - Wikipedia

    en.wikipedia.org/wiki/Materiality_(auditing)

    The objective of an audit of financial statements is to enable the auditor to express an opinion on whether the financial statements are prepared, in all material respects, in conformity with an identified financial reporting framework, such as the Generally Accepted Accounting Principles (GAAP) which is the accounting standard adopted by the U ...

  6. UPDATE 1-Barclays finds 'material weakness' in internal ... - AOL

    www.aol.com/news/1-barclays-finds-material...

    Barclays said on Monday it had identified a single "material weakness" in its internal control processes, as it refiled its accounts with U.S. regulators after a blunder led it to issue more ...

  7. Entity-level control - Wikipedia

    en.wikipedia.org/wiki/Entity-Level_Control

    Entity-level controls have a pervasive influence throughout an organization. If they are weak, inadequate, or nonexistent, they can produce material weaknesses relating to an audit of internal control and material misstatements in the financial statements of the company.

  8. Fisker stock slammed as EV maker cuts production forecast ...

    www.aol.com/finance/fisker-stock-slammed-ev...

    Fisker shares are sliding over 20% in midday trade after the pure-play electric vehicle maker cut its production guidance and delayed the filing of its 10-Q due to finding “material weaknesses ...

  9. Accounting equation - Wikipedia

    en.wikipedia.org/wiki/Accounting_equation

    The fundamental accounting equation, also called the balance sheet equation, is the foundation for the double-entry bookkeeping system and the cornerstone of accounting science. Like any equation, each side will always be equal. In the accounting equation, every transaction will have a debit and credit entry, and the total debits (left side ...