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CIRO was formed on January 1, 2023, through the merger of the Investment Industry Regulatory Organization of Canada (IIROC) and Mutual Fund Dealers Association (MFDA) as the New Self-Regulatory Organization of Canada (New SRO). [5] On April 24, 2023, the name of the Canadian Investment Regulatory Organization (CIRO) was approved by its members. [6]
Market Regulation Services Inc. was formed in 2002 in response to the implementation of National Instruments 21-101 Marketplace Operation and 23-101 Trading Rules, which require an independent regulation services provider to regulate trading in all Canadian marketplaces, including the TSX.
Universal Market Integrity Rules (UMIR) are the set of rules governing financial market integrity in Canada that are defined by the Canadian Investment Regulatory Organization (CIRO). External links [ edit ]
CIRO offers learning & development through continuing professional development (CPD), a mentoring scheme and academic courses. CIRO aims to provide a focus for raising standards through the use of short courses in a bespoke training portfolio and longer courses to educate railway operations management to certificate , diploma , and bachelor of ...
In the law of the United States, the Code of Federal Regulations (CFR) is the codification of the general and permanent regulations promulgated by the executive departments and agencies of the federal government of the United States. The CFR is divided into 50 titles that represent broad areas subject to federal regulation.
The Cabinet Intelligence and Research Office (内閣情報調査室, Naikaku Jōhō Chōsashitsu), [4] also known as Naichō (内調), [5] is a Japanese intelligence agency under the Cabinet Secretariat responsible for gathering, processing, and analyzing national security information for the cabinet.
The General Code of Operating Rules (GCOR) is a set of operating rules for railroads in the United States. The GCOR is used by Class I railroads west of Chicago , most of the Class II railroads , and many Short-line railroads .
The International Organization for Standardization (ISO) and its ISO 37301:2021 (which deprecates ISO 19600:2014) standard is one of the primary international standards for how businesses handle regulatory compliance, providing a reminder of how compliance and risk should operate together, as "colleagues" sharing a common framework with some nuances to account for their differences.