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Includes people who have worked as stockbrokers. Subcategories. This category has the following 2 subcategories, out of 2 total. ...
American stockbrokers, regulated brokers, broker-dealers, or registered investment advisers (in the United States) who may provide financial advisory and investment management services and execute transactions such as the purchase or sale of stocks and other investments to financial market participants in return for a commission, markup, or fee, which could be based on a flat rate, percentage ...
A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee.In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange.
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TD Ameritrade was a stockbroker that offered an electronic trading platform for the trade of financial assets.The company was founded in 1975 as First Omaha Securities.In 2006, it acquired the United States operations of TD Waterhouse from Toronto-Dominion Bank and was renamed TD Ameritrade.
The 162-page list of clients (without investment amount), filed in United States bankruptcy court in Manhattan, was made public on February 4, 2009. [3] [4] [5] Some of the clients profited. [6] Thousands of individual investors of Fairfield Greenwich, J. Ezra Merkin's Ascot Partners, and Chais Investments are not included. [7]
This is an accepted version of this page This is the latest accepted revision, reviewed on 21 January 2025. American former stockbroker (born 1962) Jordan Belfort Belfort in November 2017 Born Jordan Ross Belfort (1962-07-09) July 9, 1962 (age 62) New York City, U.S. Alma mater American University (BSc) Occupations Businessman speaker author Criminal status Released April 2006 after 22 months ...
List. Year Merger closed Acquirer Acquired firm Name of merged entity 1931 Harriman Brothers & Company: Brown Bros. & Co. Brown Brothers Harriman & Co. 1938