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  2. Sarbanes–Oxley Act - Wikipedia

    en.wikipedia.org/wiki/SarbanesOxley_Act

    The SarbanesOxley Act of 2002 is a United States federal law that mandates certain practices in financial record keeping and reporting for corporations.The act, Pub. L. 107–204 (text), 116 Stat. 745, enacted July 30, 2002, also known as the "Public Company Accounting Reform and Investor Protection Act" (in the Senate) and "Corporate and Auditing Accountability, Responsibility, and ...

  3. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    In financial auditing of public companies in the United States, SOX 404 top–down risk assessment (TDRA) is a financial risk assessment performed to comply with Section 404 of the Sarbanes-Oxley Act of 2002 (SOX 404). Under SOX 404, management must test its internal controls; a TDRA is used to determine the scope of such testing. It is also ...

  4. Entity-level control - Wikipedia

    en.wikipedia.org/wiki/Entity-Level_Control

    As a result of several accounting and auditing scandals, congress passed the Sarbanes-Oxley Act of 2002. Section 404 of the act requires company management to assess and report on the effectiveness of the company's internal control. It also requires the company's independent auditor to attest to management's disclosures regarding the ...

  5. Fraud Files: How Well Does Sarbanes-Oxley Reduce Fraud ... - AOL

    www.aol.com/news/2010-07-16-fraud-files-how-well...

    The news this week surrounds Section 404 of the Sarbanes-Oxley Act of 2002. This section dictates what companies must do relative to assessing their internal controls. Until now, public companies ...

  6. Category:Sarbanes–Oxley Act - Wikipedia

    en.wikipedia.org/wiki/Category:SarbanesOxley_Act

    Download as PDF; Printable version; ... SarbanesOxley Act; A. Audit Integrity and Job Protection Act; C. ... SOX 404 top–down risk assessment;

  7. Regulation S-X - Wikipedia

    en.wikipedia.org/wiki/Regulation_S-X

    Title II of the SarbanesOxley Act, entitled "Auditor Independence" required the Commission to adopt, by January 26, 2003, final rules such as 33-8183. Section 201 of SarbanesOxley require that non-audit services that are not prohibited under the SarbanesOxley Act and the Commission's rules be subject to pre-approval by the registrant's ...

  8. Model Audit Rule 205 - Wikipedia

    en.wikipedia.org/wiki/Model_Audit_Rule_205

    The Model Audit Rule 205, Model Audit Rule, or MAR 205 are the commonly applied terms for the Annual Financial Reporting Model Regulation. [1] Model Audit Rule is a financial reporting regulation applicable to insurance companies, and borrows significantly from the Sarbanes Oxley Act of 2002 (see ‘key sections’ below).

  9. Corporate governance - Wikipedia

    en.wikipedia.org/wiki/Corporate_governance

    The SarbanesOxley Act of 2002 (SOX) was enacted in the wake of a series of high-profile corporate scandals, which cost investors billions of dollars. [54] It established a series of requirements that affect corporate governance in the US and influenced similar laws in many other countries.