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  2. UBS to pay $1.44 billion in mortgage-backed securities ... - AOL

    www.aol.com/finance/ubs-pay-1-44-billion...

    UBS agreed to pay $1.44 billion in penalties to settle allegations of fraud in the sale of residential mortgage-backed securities, the Department of Justice announced on Monday, resolving a case ...

  3. List of major SEC enforcement actions (2009–2012) - Wikipedia

    en.wikipedia.org/wiki/List_of_major_SEC...

    In March 2012, the SEC announced that a federal judge ordered the former CEO of Brookstreet Securities Corp., Stanley C. Brooks, to pay a maximum $10 million penalty related to the fraud action that the SEC filed against Brooks for systematically selling risky mortgage-backed securities during the financial crisis to customers with conservative ...

  4. BofA to Pay $9.3 Billion to Settle Mortgage Bond Claims - AOL

    www.aol.com/finance/2014-03-27-bank-america-pays...

    It was the 10th settlement that the FHFA has reached in litigation that began in 2011 when it filed 18 lawsuits over about $200 billion in mortgage-backed securities, an investment product at the ...

  5. JPMorgan Chase Reaches Settlement with SEC Regarding Bear ...

    www.aol.com/2012/11/16/jpmorgan-chase-reaches...

    JPMorgan Chase Reaches Settlement with SEC Regarding Bear Stearns and JPM Residential Mortgage-Backed Securities NEW YORK--(BUSINESS WIRE)-- JPMorgan Chase & Co. (NYS: JPM) announced today an ...

  6. Federal Housing Finance Agency - Wikipedia

    en.wikipedia.org/wiki/Federal_Housing_Finance_Agency

    The Federal Housing Finance Agency initiated litigation against 18 financial institutions involving allegations of securities law violations and, in some instances, fraud in the sale of private-label securities (PLS) to Fannie Mae and Freddie Mac. Below is a list of the cases, with amounts of any settlements reached in 2013 and 2014. [22] [23] [24]

  7. Residential mortgage-backed security - Wikipedia

    en.wikipedia.org/wiki/Residential_mortgage...

    Residential mortgage-backed security (RMBS) are a type of mortgage-backed security backed by residential real estate mortgages. [1]Bonds securitizing mortgages are usually treated as a separate class, making reference to the general package of financial agreements that typically represents cash yields that are paid to investors and that are supported by cash payments received from homeowners ...

  8. JPMorgan Chase Agrees to Pay $4.5 Billion Over Bad Mortgage ...

    www.aol.com/2013/11/15/jpmorgan-chase-agrees...

    Alamy By Karen Freifeld NEW YORK -- JPMorgan Chase & Co (JPM) said on Friday it agreed to pay $4.5 billion to settle claims by investors who lost money on mortgage-backed securities before the ...

  9. Reid Collins & Tsai - Wikipedia

    en.wikipedia.org/wiki/Reid_Collins_&_Tsai

    [28] [29] The claims arose from the sale of residential mortgage-backed securities to the Commonwealth by the defendant banks who ultimately resolved the litigation in a 2016 settlement in which $63 million was to be paid to the state. [30]