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  2. SOX 404 top–down risk assessment - Wikipedia

    en.wikipedia.org/wiki/SOX_404_top–down_risk...

    This level of assurance is required because a material weakness must be disclosed if there is a "reasonably possible" or "probable" possibility of a material misstatement of a significant account. Even though multiple controls may bear on the risk, only those that address it as defined above are included in the assessment.

  3. Model Audit Rule 205 - Wikipedia

    en.wikipedia.org/wiki/Model_Audit_Rule_205

    A material weakness is a deficiency or a combination of deficiencies in internal control, such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected on a timely basis.

  4. Statements on Auditing Standards (United States) - Wikipedia

    en.wikipedia.org/wiki/Statements_on_Auditing...

    Required Communication of Material Weaknesses in Internal Accounting Control full-text: August 1977 21: Segment Information full-text: December 1977 22: Planning and Supervision full-text: March 1978 23: Analytical Review Procedures full-text: October 1978 24: Review of Interim Financial Information full-text: March 1979 25

  5. Barclays finds 'material weakness' in internal controls after ...

    www.aol.com/news/barclays-refiles-accounts...

    Barclays said on Monday it had identified a single "material weakness" in its internal control processes, as it refiled its accounts with U.S. regulators after a blunder led it to issue more ...

  6. UPDATE 1-Barclays finds 'material weakness' in internal ... - AOL

    www.aol.com/news/1-barclays-finds-material...

    Barclays said on Monday it had identified a single "material weakness" in its internal control processes, as it refiled its accounts with U.S. regulators after a blunder led it to issue more ...

  7. Entity-level control - Wikipedia

    en.wikipedia.org/wiki/Entity-Level_Control

    Entity-level controls have a pervasive influence throughout an organization. If they are weak, inadequate, or nonexistent, they can produce material weaknesses relating to an audit of internal control and material misstatements in the financial statements of the company.

  8. BCBS 239 - Wikipedia

    en.wikipedia.org/wiki/BCBS_239

    [5] notes that "Thus far, none of those [25] significant institutions – some of which are classified as global systemically important banks – have fully implemented the BCBS 239 principles", adding that "Weaknesses stem mainly from a lack of clarity regarding responsibility and accountability for data quality". The report concludes, amongst ...

  9. Materiality (auditing) - Wikipedia

    en.wikipedia.org/wiki/Materiality_(auditing)

    Information is said to be material if omitting it or misstating it could influence decisions that users make on the basis of an entity's financial statements. [5] Put differently, "materiality is an entity-specific aspect of relevance, based on the size, or magnitude, or both," of the items to which financial information relates.