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  2. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    The South African Institute of Financial Markets (SAIFM) [1] offers the specific technical exams [2] required with regard to the "Regulated Positions" [3] of trader, compliance officer, and settlement officer, at the JSE Stock Exchange, JSE Debt Market, South African Futures Exchange, AltX, and STRATE.

  3. Federal Financial Institutions Examination Council - Wikipedia

    en.wikipedia.org/wiki/Federal_Financial...

    The Federal Financial Institutions Examination Council (FFIEC) is a formal U.S. government interagency body composed of five banking regulators that is "empowered to prescribe uniform principles, standards, and report forms to promote uniformity in the supervision of financial institutions". [2]

  4. List of financial regulatory authorities by jurisdiction

    en.wikipedia.org/wiki/List_of_financial...

    Bank of Thailand ; Securities and Exchange Commission (SEC) ; Office of Insurance Commission (OIC) Togo: Banking Commission of the West African Monetary Union (CB-UMOA) ; Financial Markets Authority of the West African Monetary Union (AMF-UMOA) ; Regional Insurance Control Commission (CRCA) Trinidad and Tobago

  5. 2024 in the United States - Wikipedia

    en.wikipedia.org/wiki/2024_in_the_United_States

    The following is a list of events of the year 2024 in the United States.. With the dominant political story of this year being the 2024 presidential election, most American-focused media outlets routinely have been covering the nominees, with Donald Trump becoming the second president in American history to win two non-consecutive terms, defeating Democratic vice president Kamala Harris who ...

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  7. Investment Banking Exam - Wikipedia

    en.wikipedia.org/wiki/Investment_Banking_Exam

    The Limited Representative – Investment Banking Exam, commonly referred to as the Series 79, is an examination administered by the U.S. Financial Industry Regulatory Authority (FINRA) for investment banking professionals.

  8. ‘America is long overdue for a problem’: Jim Rogers warns the ...

    www.aol.com/finance/america-long-overdue-problem...

    The stock market has shown robust upward momentum in 2024, with both the S&P 500 and the Nasdaq Composite posting double-digit gains year-to-date. However, renowned investor Jim Rogers is sounding ...

  9. Investment Banking Surged in the First Half of 2024: 3 ... - AOL

    www.aol.com/investment-banking-surged-first-half...

    Investment banks are rebounding after some challenging years for the industry.